Executive summary

Informed consent is a key healthcare principle that ensures patients are educated about medical procedures, their benefits and risks. The process of obtaining informed consent is a lengthy dialogue between healthcare providers and patients that protects the patient's right to make better decisions and provides care providers with a legal shield.

The requirements for obtaining consent include disclosure, comprehension, voluntariness, and documentation. Disclosure requires care providers to disclose all information about the proposed medical procedure, while comprehension ensures the patient understands the information provided. Voluntariness is key in making informed consent, ensuring patients make decisions based on free will and not pressure from healthcare providers or family members. Documentation of consent should include notes detailing the discussion of consent and the patient's understanding.

The Legal Ramifications of Informed Consent in Medical Procedures

By Janice Ruiz

Informed consent is a key healthcare principle. It focuses on ensuring patients are educated about medical procedures. Ideally, patients should be aware of the benefits and risks of all due procedures. This concept is featured in the ethical standards and obligations of care providers. This emphasizes the importance of autonomy in healthcare choices.

The process of obtaining informed consent isn’t a formality. It is a lengthy dialogue between healthcare providers and patients. Doing this protects the patient’s right to make better decisions. As for care providers, consent is a legal shield that protects them from potential lawsuits.

Requirements for Obtaining Consent

Consent is an ethical obligation that underscores the relationship between patients and service providers. Legally obtained consent should have the following:

  • Disclosure

Disclosure is probably the most crucial element of informed consent. This element requires care providers to disclose all information about the proposed medical procedure. This includes the benefits and risks patients face. They should also disclose the side effects of medications. The extent of disclosure should be sufficient to empower patients to make the right decisions. The scope of disclosure typically includes:

  • Nature of the procedure: A clear description of the procedure, including the steps and expected outcome.
  • Benefits: Service providers should list the expected benefits of the procedure. This should revolve around improving the patient’s health and quality of life.
  • Risks and potential complications: Thoroughly discuss the risks associated with rare or common complications.
  • Alternatives: Care providers should also mention alternative treatments available. The benefits and risks of alternatives should also be discussed.

While the legal standard of providing disclosure varies, it should be based on professional and reasonable personal standards.

  • Comprehension

Unfortunately, even a detailed disclosure won’t be effective if the patient doesn’t understand the information. This makes this second legal standard of informed consent crucial. Healthcare providers should take the necessary steps to ensure the patient understands the procedure.

However, comprehension can prove challenging when handling patients with limited literacy levels. Language barriers and cognitive impairments can also impair comprehension. In these situations, care providers should use simple language, interpreters, or visual aids to ensure patients understand vital information. Medical service providers should also encourage questions and dialogue with patients.

Suppose the patient later claims they didn’t understand the information provided, medical practitioners should demonstrate their efforts to avoid liability. Courts often consider if the provider took appropriate steps to ensure patient understanding.

  • Voluntariness

The decision to agree to medical procedures should be made voluntarily. Voluntariness is key in making informed consent, as it ensures patients make these decisions based on free will and not pressure from healthcare providers or family members.

Coercion to medical procedures occurs in many forms. This could be overt pressure or subtle persuasion. For instance, patients who feel rushed into making decisions or feel care providers are steering them into a particular decision may later argue that their consent wasn’t voluntary.

The issue of voluntariness is especially significant in situations where patients can later claim they weren’t fully informed of the risks associated with the treatment. A perfect example is the mass tort Depo Provera lawsuit, where plaintiffs alleged that healthcare providers didn’t adequately disclose the side effects of this contraceptive. Most women claimed that they might have chosen an alternative option if they had the full scope of the information.

Healthcare providers should create a comfortable environment to safeguard voluntariness. They shouldn’t rush patients into making decisions. Scheduling follow-up consultations and encouraging second opinions enhance voluntariness.

  • Documentation

The informed consent process should also be properly documented. Written consent forms are mostly used, especially for high-risk medical procedures with severe complications. Documentation of consent should include notes detailing the discussion of consent.

The consent form should outline the information provided to patients. It should also capture the patient’s understanding and any questions raised during the discussion. It should also mention that the patient was given enough time to make an informed decision.

Consequences of Not Obtaining Consent

Consent is a crucial aspect of any procedure that protects the patients’ autonomy. The legal consequences of failing to obtain informed consent are severe. They include the following:

1. Malpractice Lawsuits

This is probably the most direct consequence of not obtaining consent. This occurs when providers don’t follow the accepted standards. Patients can claim they didn’t understand the risks if consent wasn’t obtained properly. However, patients filing lawsuits resulting from lack of informed consent should prove the following:

  • Duty: That the care provider had a duty to disclose all relevant information to the patient before the procedure.
  • Breach: That the provider breached their duty of care by not disclosing sufficient information.
  • Causation: Patients should demonstrate that they wouldn’t consent to the procedure if they had the right information.
  • Damages: Patients should prove they suffered harm or injury from the procedure.

The importance of thorough disclosure cannot be ignored, especially for treatments with potential long-term complications. These simple yet serious cases highlight the importance of thorough disclosure, especially for treatments with potential long-term complications.

2. Disciplinary Actions

Health providers also face disciplinary actions from hospitals and relevant professional bodies. These actions include suspension, termination, or expulsion from professional associations. Disciplinary actions are often tied to breaches of professional ethics, including failure to obtain informed consent.

3. Reputational Damage

Reputation is very invaluable in the healthcare industry. Failing to obtain consent can significantly damage the reputational standing of care service providers. Even if the lawsuits are dismissed or settled, allegations of breach of informed consent often result in negative publicity.


This is especially severe in the current digital age. News of legal disputes involving crucial sectors like hospitals spread quickly through social platforms, amplifying the reputational impact. Patients will most likely share their experiences online, discouraging potential clients from seeking care from the mentioned facilities.

4. Regulatory Sanctions

Besides the civil lawsuit, medics also face sanctions for failing to obtain consent. Regulatory bodies like state medical boards are tasked with maintaining standards of service provision. When service providers fail to meet these standards, these bodies impose sanctions. This includes fines and suspension of license.

Investigations by these regulations are often triggered by findings from lawsuits or patient complaints. In most cases, healthcare providers are required to demonstrate improved practices and undergo further training to improve consent procedures.

Endnote

Informed consent is important as it upholds patient autonomy. It also enhances trust in the healthcare system. Failing to obtain proper consent can lead to serious issues. Medics can face malpractice lawsuits and disciplinary actions. Healthcare providers should ensure the consent process is thorough and well-documented.